Job ref no.: CT3116508-01#1744

Responsible Officer (Type 4 & 9)

QMIS Financial Group Limited

Benefits
  • 5-day week
  • Medical plan

Responsibilities:

  • Act as Responsible Officer to supervise SFC Type 4 & 9 regulated activities
  • Supervise daily securities operations, including local and overseas market
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Provide support and assist to senior management on firm’s investment function
  • Implement business development and marketing plan
     

Requirements:

  • University graduates in business related disciplines 
  • Minimum 4 years management experience in securities firm  
  • SFC registered RO/Qualified Technical Representative for license 4 & 9
  • Good command of written and spoken English and Chinese and Putonghua
  • Sound knowledge of SFO, SFC Code of Conduct and rules
  • Technical Representative at least 5 year relevant experience(2 year of management experience) also consider

 

We provide attractive remuneration package and fringe benefits for the right candidate. Interested parties please send detailed resume with current and expected salaries to Human Resources Department by using Apply Now. 

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More job information
Job ref no. CT3116508-01#1744
Salary
  • N/A
Job Function
Industry
Location
  • Sheung Wan
Employment Term
  • Full-time
Experience
  • 4 years - 10 years
Career Level
  • Middle management level
Education
  • Diploma or equivalent
  • Asso. Deg or High Dip
  • Degree