Job ref no.: A-49914

Responsible Officer (Type 4 & 9)

AMAC Human Resources Consultants

- Degree holder or above in Financial, Economics or Business
- A minimum of 3 years solid experience in financial industry in managerial position
- License holder of Responsible Officer under the SFC for Type 4 and 9 regulated activities in currently
- Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
- Fund launching experience is an advantage
- Good command of written and spoken English and Putonghua

Job Duties:
- Act as Responsible Officer to supervise SFC Type 4 & 9 regulated activities
- Assist in all private fund projects, including fund structure set up sales & marketing, product development
- Supervise and manage daily operations of asset management to ensure full regulatory compliance

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More job information
Job ref no. A-49914 (CT3116513-01#9241)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Non-management level
  • Degree