Job ref no.: CT3123192-01#8242

Responsible Officer (Type 4 & 9)

QMIS Financial Group Limited

  • 5-day week
  • Medical plan


  • Act as Responsible Officer to supervise SFC Type 4 & 9 regulated activities
  • Supervise daily securities operations, including local and overseas market
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Provide support and assist to senior management on firm’s investment function
  • Implement business development and marketing plan


  • University graduates in business related disciplines 
  • Minimum 4 years management experience 
  • SFC registered RO/Qualified Technical Representative for license 4 & 9
  • Good command of written and spoken English and Chinese and Putonghua
  • Sound knowledge of SFO, SFC Code of Conduct and rules
  • Technical Representative at least 5 year relevant experience (2 years of management experience) also consider


We provide attractive remuneration package and fringe benefits for the right candidate. Interested parties please send detailed resume with current and expected salaries to Human Resources Department by using Apply Now. 

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More job information
Job ref no. CT3123192-01#8242
Job Function
  • Sheung Wan
Employment Term
  • Permanent
  • Full-time
  • 4 years - 9 years
Career Level
  • Middle management level
  • Degree
  • Master's degree