Job ref no.: CT3116513-01#1393

Responsible Officer (Type 4,9)

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer (Type 4,9)
  • Licensed holder of SFC Type 4 & Type 9
  • A Type 4, 9 licensed representative with an exceptional qualification will also be considered
  • Degree holder in Finance, Financial Services, Banking, Economics or related disciplines
  • 4-8 years of finance related work experience, preferably with exposure
in Fund management
  • Possess solid understanding of SFC regulations and guidelines
  • Strong attention to detail
  • Ability to work in a time-sensitive environment and balance competing priorities
  • Strong analytical and organizational abilities
  • Demonstrated ability to work both independently and as part of a team
  • Professional, focused, and disciplined approach to work responsibilities
  • An excellent command of Mandarin, Cantonese, and English are required

Job Duties:
  • This role will be reporting to the Head of Asset Management, and hold up a wide range of responsibilities such as operational management fund management, strategic planning, and fund marketing
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 4, 9 regulated activities
  • Keep the Board promptly and fully informed of the conduct of the business and comply with all legal and compliance issues
  • Provide investment advisory services and establish sales distribution channels
  • Involve in the marketing planning, business development, capital raising projects, etc
  • Perform fund management tasks such as liquidity provisions of the fund client asset transfer, liaison with fund administrator, custodian bank

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More job information
Job ref no. CT3116513-01#1393
  • N/A
Job Function
  • 4 years - 9 years
Career Level
  • Middle management level
  • Degree