Job ref no.: CT3116513-01#1495

Responsible Officer - Type 6 regulated activities

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer - Type 6 regulated activities

  • Degree holder in Banking, Finance, Accounting, Economics or the


  • 8-10 years in corporate finance with at least 4 years in a senior

management role

  • An existing Responsible Officer with conditional/unconditional license

under the SFC for Type 6 regulated activities

  • Strong network in deal sourcing and financing activities
  • Good understanding of Hong Kong regulators such as SFC rules , the

Code of Conduct and other compliance regulations

  • Excellent communication in English and Chinese
  • Immediately available is highly preferred

Job Duties:

  • Act as a Responsible officer (RO) in responsible for Type 6 advising

on corporate finance activities

  • Lead deal origination, deal execution, inter alia, private equity

private placement, bonds, structured and leveraged finance solutions
advisory and financing, project screening, pre-IPO, due diligence
compliance, investment proposal, negotiation with clients and partners
management planning and reporting etc

  • To establish proper documentation of regulated activities
  • Maintain relationships with banks, clients and other professional

parties on transactions

  • Other ad hoc tasks as required

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More job information
Job ref no. CT3116513-01#1495
  • N/A
Job Function
  • 8 years - 13 years
Career Level
  • Senior management level
  • Degree