Job ref no.: CT3114386-01#8302

Responsible Officer Type 6


Job Responsibilities:

  • Act as a Responsible Officer Type 6 to supervise SFC regulated activities
  • Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
  • Responsible for negotiating potential deals, executing corporate finance transactions, conducting due diligence and preparing related documents
  • Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures


  • Degree holder in Banking, Finance, Accounting, Economics or the related discipline
  • Minimum 6 years’ solid experience in corporate finance and advisory services
  • Proven record of M&A/IPO project experiences will be an advantage
  • Sound knowledge in Listing Rules, Takeover Codes, Company Law and other rules and regulations
  • Good spoken and written English, Cantonese & Mandarin

If you are interested, please send me resume by clicking Apply Now or give her a call for more details on Tel: (852) 9082 0937 Office: 2572 1282

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More job information
Job ref no. CT3114386-01#8302
  • N/A
Job Function
Employment Term
  • Full-time
  • 6 years - 10 years
Career Level
  • Middle management level
  • Degree