Job ref no.: CT3114387-01#6673

Responsible Officer (Type 9)

AMAC Human Resources Consultants

AMAC Human Resources Consultants -Hong Kong

  • Bachelor Degree in Finance, Business or related field
  • Minimum 5 years solid experience in fund operation management
  • Previous experience in setting up new asset management platform
  • Holder of SFC RO License Type 9 required
  • Good command of written and spoken in English and Chinese including Putonghua

Job Duties:

  • Act as Responsible Officer to supervise Type 9 regulated activity (asset management) as defined under Securities & Futures Ordinance (SFO)
  • Overall supervision of fund operation to ensure the compliance with the company policies, statutory rules and regulations
  • Develop and train employees; conduct timely performance reviews and quality feedbacks
  • Assist in generating and reporting office performance metrics on a regular basis
  • Provide assistance in communicating with SFC and other pertinent regulators
  • Perform forecasting and scheduling to optimized operations
  • Assist in writing and maintaining proper documentation of all operations, policies, and procedures, including operational and risk control procedures
  • Perform other duties as assigned

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More job information
Job ref no. CT3114387-01#6673
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Non-management level
  • Degree