Job ref no.: CT3114387-01#7889

Responsible Officer

AMAC Human Resources Consultants

  • SFC registered RO / Qualified Technical Representative for license 1
  • Fluency in English, Cantonese in both written and oral and Mandarin preferable
  • Familiar with the SFC Regulatory Ordinance
  • With rich financial industry experience with at least four years in supervisory role

Job Duties:

  • Supervise all AE on dealing securities
  • Review and monitor all CCASS activities including SI, ISI, Stock Withdrawal / Deposit, Marks-checking and reconciliation reports, etc
  • Implement and monitor all compliance related policies regarding SFC and Hong Kong Stock Exchange rules
  • Monitor credit / risk control of the licensed corporate



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More job information
Job ref no. CT3114387-01#7889
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 2 years - 5 years
Career Level
  • Non-management level
  • Degree