Job ref no.: CT3116513-01#1439

Responsible Officer

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer (SFC Type 1 and 4 )
  • Degree or above
  • 5 years or above solid related working experience in securities firms
  • Current acting as SFC Type 1 and 4 Responsible Officer or qualified to fulfil the requirements of Type 1 and 4 Responsible Officer
  • Good at both spoken and written of English & Chinese (Mandarin)
  • Client network is an advantage
  • IT development skill is an advantage

Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1 and 4 regulated activities
  • Supervise and manage daily operations
  • Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Provide assistance in communications with SFC and other regulators
  • Perform other duties as assigned
Ref.A-48310

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More job information
Job ref no. CT3116513-01#1439
Salary
  • N/A
Job Function
Industry
Experience
  • 5 years - 10 years
Career Level
  • Entry level
Education
  • Degree