Job ref no.: A-51368

Responsible Officer

AMAC Human Resources Consultants

Negotiable Per Month
Responsible Officer

  • SFC registered RO / Qualified Technical Representative for license 1
  • Fluency in English, Cantonese in both written and oral and Mandarin preferable
  • Familiar with the SFC Regulatory Ordinance
  • With rich financial industry experience with at least four years in supervisory role
  • capable Responsible Officer for Type 1 Regulated Activity

Job Duties:
  • Supervise all AE on dealing securities
  • Review and monitor all CCASS activities including SI, ISI, Stock Withdrawal / Deposit, Marks-checking and reconciliation reports, etc
  • Implement and monitor all compliance related policies regarding SFC and Hong Kong Stock Exchange rules
  • Monitor credit / risk control of the licensed corporate
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More job information
Job ref no. A-51368 (CT3116513-01#9588)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 0 year - 5 years
Career Level
  • Middle management level
  • N/A