Job ref no.: CT3118290-01#2942

Responsible Officer

AMAC Human Resources Consultants

Responsible Officer
  • SFC registered RO / Qualified Technical Representative for license 1
  • Fluency in English, Cantonese in both written and oral and Mandarin
preferable
  • Familiar with the SFC Regulatory Ordinance
  • With rich financial industry experience with at least four years in
supervisory role

Job Duties:
  • Supervise all AE on dealing securities
  • Review and monitor all CCASS activities including SI, ISI, Stock
Withdrawal / Deposit, Marks-checking and reconciliation reports, etc
  • Implement and monitor all compliance related policies regarding SFC
and Hong Kong Stock Exchange rules
  • Monitor credit / risk control of the licensed corporate
Interested parties please click ‘Apply Now’ to apply job.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3118290-01#2942
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 0 year
Career Level
  • Non-management level
Education
  • N/A