Job ref no.: CT3119652-01#2470

Responsible Officer

Robert Walters

  • Discretionary bonus

Act as a core person to supervise SFC Type 1, 4 & 9 regulated activities


  • Act as a core person to supervise SFC Type 1, 4 & 9 regulated activities
  • Place and/or underwrite securities issued by clients
  • Market funds managed by internal and/or external parties
  • Advise and/or introduce clients on/to investments in private equity or pre-IPO businesses and facilitate clients in the making of such investments
  • Manage primary market private funds
  • Manage daily operations to ensure full regulated compliance


  • Bachelor’s degree or above, concentration in Economics, Finance, Accounting or related disciplines preferred
  • Current holder of SFC unconditional RO license for Type 1 regulated activity is a must, RO license for Type 4 and 9 regulated activity is a plus
  • Experience in private equity, venture capital and/or investment banking is preferred
  • Sound knowledge of SFO, SFC Code of Conduct and rules advantageous

Get in touch

Christy Zhang

+852 2103 5302

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More job information
Job ref no. CT3119652-01#2470
  • N/A
Job Function
Employment Term
  • Full-time
  • 0 year - 5 years
Career Level
  • Non-management level
  • Degree
  • Master's degree