Job ref no.: CT3120081-01#1867

Responsible Officer

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer

  • SFC registered RO / Qualified Technical Representative for license 1
  • Fluency in English, Cantonese in both written and oral and Mandarin
  • Familiar with the SFC Regulatory Ordinance
  • With rich financial industry experience with at least four years in
supervisory role

Job Duties:
  • Supervise all AE on dealing securities
  • Review and monitor all CCASS activities including SI, ISI, Stock
Withdrawal / Deposit, Marks-checking and reconciliation reports, etc
  • Implement and monitor all compliance related policies regarding SFC
and Hong Kong Stock Exchange rules
  • Monitor credit / risk control of the licensed corporate

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More job information
Job ref no. CT3120081-01#1867
  • N/A
Job Function
  • 0 year
Career Level
  • Entry level
  • N/A