Job ref no.: CT3114387-01#8953

Responsible Officers

AMAC Human Resources Consultants

  • 4-6 years of solid experience in asset management relating to portfolio

management and fund management in any one of the areas: research

proprietary trading (with discretion), private equity, special situations and dealing with alternative investments

 

  • Must be a current holder of SFC unconditional Responsible Officer license for Type 9 regulated
  • Strong & Established network to raise new capital and additional business
  • Sound knowledge of SFO, SFC Code of Conduct and rules, regulations and guidelines of relevant regulatory authorities
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
  • Proficiency in written and spoken English and Chinese (including Mandarin)


Job Duties:

  • Assist in SFC license application in preparing and setting up processoperations and infrastructure of the firm
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Ensure daily operations with HKSFC regulation
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Establish proper documentation of all operations, policies and procedures for asset management operations
  • Assist in communicating with the SFC and other pertinent parties

Ref.A-48138

Interest parties please submit your CV by clicking Apply Now

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3114387-01#8953
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 4 years - 6 years
Career Level
  • Entry level
Education
  • N/A