Job ref no.: CT3116513-01#6486

Responsible Officers

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officers

  • 4-6 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas: researchproprietary trading (with discretion), private equity, special situations and dealing with alternative investments
  • Must be a current holder of SFC unconditional Responsible Officer license for Type 9 regulated
  • Strong & Established network to raise new capital and additional business
  • Sound knowledge of SFO, SFC Code of Conduct and rules, regulations and guidelines of relevant regulatory authorities
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
  • Proficiency in written and spoken English and Chinese (including Mandarin)

Job Duties:
  • Assist in SFC license application in preparing and setting up process operations and infrastructure of the firm
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Ensure daily operations with HKSFC regulation
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Establish proper documentation of all operations, policies and procedures for asset management operations
  • Assist in communicating with the SFC and other pertinent parties
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More job information
Job ref no. CT3116513-01#6486
  • N/A
Job Function
Employment Term
  • Full-time
  • 4 years - 6 years
Career Level
  • Non-management level
  • Degree