Develop, update and review risk management policies and guidelines
Prepare the risk & attribution reports for funds & mandates regularly
Responsible for the construction and operation of risk control mechanism such as risk preference, quota management and authorization management of the department
Promote the development and construction of the risk management information system to monitor risk control indicators
Perform trade and transaction monitoring / investigation, including trade monitoring and surveillance
Establish proper controls, policies and procedures to ensure compliance with legal and regulatory requirements, revise policies and procedures and provide input to ensure compliance with applicable legal and regulatory requirement
Complete ad-hoc tasks as required by senior management
Degree holder or above in Finance, Risk Management or related discipline, preferably with qualification in CPA and/or CFA
Minimum of 5 years of relevant work experience in the field of asset management or securities industry
Sound knowledge in the financial market and investment risk management
Excellent quantitative, analytical and computer skills
Good understanding and knowledge of operational risk and internal control principles and ability to assess risk trends
Preferably with solid operational risk management experience in Asset Management business environment
Good communication skills and able to work under pressure
Proficient in computer skills (e.g. SQL, VBA) and experience in using Bloomberg and FactSet.
Excellent command in both spoken and written in Mandarin and English
Attractive package will be offered to the right candidate. Interested parties please send both Chinese & English resume with current & expected salary and deal list to the Human Resources Department at 40/F., Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong or email.
Data collected will be used for recruitment purpose only.
We are a subsidiary of Southwest Securities International Securities Limited (Stock Code: 812), a listed financial group engaged mainly in securities, futures, corporate finance and wealth management activities. We are expanding and inviting high caliber candidates to join our Company.