Job ref no.: CT3116513-01#8536

Risk & Compliance Manager

AMAC Human Resources Consultants


Negotiable Per Month
Risk & Compliance Manager

  • Degree holder in laws, finance, business administration or related
  • Minimum 5 year's related experience in handling legal and compliance
matters in securities firm or financial institution with at least 2
years at managerial role
  • Proficient in securities dealing business, fund management and fund
administration operations, laws and regulations
  • Mature, self-initiative, detail-oriented with good inter-personal
skill and analytical mind
  • Good command in written and spoken English, Cantonese and Mandarin

Job Duties:
  • Responsible for identifying, assessing, mitigating, monitoring and
reporting of risk and compliance issues as articulated in our Risk
Management and Compliance Framework
  • Provide risk and compliance advice and support to allocated business
activities for management decisions, which reflect regulatory
expectations and risks
  • Coordinate and liaise with regulators/authorities on enquiries,
reporting, inspection and/or investigation on business activities
  • Keep abreast of, and understand the implications of, new or emerging
risks or compliance matters
  • Conduct AML/ KYC assessments and transaction monitoring on AML

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More job information
Job ref no. CT3116513-01#8536
  • N/A
Job Function
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree