Job ref no.: CT3124387-01#0072
RecruitFirst Limited

Risk Management Officer (Asset Management/Brokerage/OTC)

RecruitFirst Limited

  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan

Risk Management Officer (Asset Management/Brokerage/OTC)

Our Client, a well-established Financial Institution with Brokerage Business and a sizable Asset Management arm is now looking for a high caliber to join their elite team.


  • Responsible for providing full range of investment services to prestigious personal and corporate clients;
  • Handle risk information gathering and screening, credit monitoring of securities & OTC trading & margin financing business.
  • Support credit evaluation and risk assessment on credit application, periodic reviews, and requests etc.;
  • Monitor daily market movements; identify market & liquidity risk exposures and promptly submit escalation report of any irregularities and limit excesses;
  • Monitor daily operations and take part in margin call and overdue reporting;


  • Degree holder in Quantitative Science, Economics, Risk Management or related discipline, Holder of FRM or CFA is preferred;
  • 3 years of above experience in risk management in Securities and banking financial industry
  • Solid Experienced in investment banking operations and processes and knowledge of SFC rules and regulations, AML, KYC, compliance;
  • Proficient in spoken and written English, Mandarin and Cantonese.

For interested parties, please click Apply or contact Marco Li by 3705 7824.

More job information
Job ref no. CT3124387-01#0072
  • 20,000 - 35,000 / month
Job Function
  • Causeway Bay
Employment Term
  • Permanent
  • Full-time
  • 2 years - 3 years
Career Level
  • Non-management level
  • Degree