Job ref no.: CT3129156-01#0178
Industrial and Commercial Bank of China (Asia) Ltd

Securities Business Management Head - Securities Business Department

Industrial and Commercial Bank of China (Asia) Ltd


  • Responsible for the establishment of securities business policies, compliance and risk control management
  • Research and formulate the Bank's securities business rules, policies, and related standards and operating procedures in accordance with internal and external laws’ requirements and regulatory requirements, formulate relevant risk prevention measures, and responsible for related organization and implementation
  • Responsible for the preliminary compliance review of the department’s new products, new business and marketing materials, and escort product development and business promotion
  • Responsible for formulating securities business development plans, monitoring the progress of indicators, and urging teams to complete various business development indicators
  • Responsible for the analysis of securities business operations, including income sources, cost composition, promotional effects, pipeline efficiency, etc
  • Provide references for business decision-making
  • Responsible for the department’s daily office administrative affairs and departmental team building Ad hoc duties as assigned


  • University Degree or above with major in Business Administration/ Finance/ Management or related disciplines
  • At least 6 years of experience in establishment of securities business policy/ compliance/ risk control management
  • Holder of the Securities Regulatory Commission No. 1 and 4 licenses are preferred
  • Good interpersonal skill, business and compliance management skills
  • Detailed-oriented, good team player
  • Good command of Chinese and English, including Putonghua

Interested parties, please click for application.

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More job information
Job ref no. CT3129156-01#0178
Job Function
  • Kwun Tong
Employment Term
  • Full-time
  • 6 years - 11 years
Career Level
  • Senior management level
  • Degree
Require to Travel
  • No travel
  • 5-day week
  • Competitive pay
  • Discretionary bonus