Job ref no.: RAS (CT3128535-01#0005)

Senior Associate – Financial Services (Ref:RAS)



  • Lead projects in internal control/compliance reviews for our financial services (FS) clients. Experience in risk management, credit risk management, compliance and banking returns is preferred.
  • Assist in developing and improving policies and procedures for financial services clients
  • Monitor the engagement process, including planning, staffing, project execution and dealing with clients
  • Produce quality working papers; draft quality reports and proposals
  • Identify control/performance improvement opportunities for clients and communicate with those in charge of governance
  • Keep up-to-date on FS related news and regulatory developments
  • Travel to China and other countries in the ASPAC region on project basis
  • Other ad-hoc tasks as assigned by supervisors


  • Relevant experience in a professional advisory firm/bank/financial institution in compliance, risk, credit, audit, or financial reporting function
  • In-depth technical and practical knowledge of regulatory compliance for securities, banking and insurance practices


  • A degree holder, major in accounting or compliance related subject; with professional accounting/internal audit qualification preferred
  • At least 2 years of relevant working experience
  • Demonstrate excellent analytical and problem solving skills; self-motivated with an enquiring mind
  • Strong management and people skills
  • Fluent in both written and oral English and Mandarin / Cantonese
  • Proficient in use of MS Outlook, Excel, Word, PowerPoint

We are an equal opportunity employer, and offer excellent prospects and career development for the right candidate.  Interested parties please send your application letter and full resume, including your salary history and expectation, to the Human Resources Department at [via CTgoodjobs Apply Now ].

More job information
Job ref no. RAS (CT3128535-01#0005)
Job Function
  • Sheung Wan
Employment Term
  • Permanent
  • Full-time
  • 2 years - 4 years
Career Level
  • Non-management level
  • Degree
  • 5-day week
  • Family medical plan
  • Insurance plan
  • Medical plan