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Posted on 2023-02-27
Senior Associate - Compliance
Job MatcherJob Responsibilities:
- Assist all business lines that carrying out SFC-regulated activities to comply with the SFC rules and regulations
- Handle all licensing matters (SFC and MPFA), application, notification, annual return and survey for regulators
- Carry out compliance trainings to the business units and provide advice to the management
- Draft, review and negotiate agreements and other legal documents for the business lines of the Group
- Advise management on business initiatives and specific issues to ensure compliance with legal and regulatory requirements
- Manage local and regional commercial and regulatory legal matters of the Group
- Liaise with and handle enquiries from regulatory authorities
- Support corporate governance and corporate secretarial aspects of the Group
Job Requirements:
- University degree in Law, Business Administration, Finance or other related disciplines
- Minimum of 3 years relevant working experience in securities houses/banks or similar institutions
- Familiar with the SFO and relevant regulatory requirements for Licensed Corporations
- Broad legal, compliance and accounting knowledge preferable
- Excellent communication skills in both English and Chinese with strong drafting skills
Interested parties, please submit your full resume with your availability, current & expected salary by clicking " Apply Now ".
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Company Overview
Driven by the ambition to establish significant and growing presence in multiple jurisdictions, Mason Group has adopted a proactive approach in extending its professional network and diversifying its service packages. With a team of dedicated high-achievers, the Group is grounded in the clear mission to offer customer-centric solutions to cater for the needs of corporate and individual clients at various investment stages, while sustaining growth in revenue and development of the firm’s profile.
We are seeking high-caliber professionals to join our company. Motivated candidates with requisite experiences and qualifications are welcome to apply for the position.
www.masonhk.com
