Job ref no.: CT3130312-01#1228

Senior Associate, Credit Risk - Securities

Asia Progress Executive Limited

Our client is a Securities Firm. To cope with the rapid business expansion , they are now inviting high caliber candidates to join the team

Senior Associate,   Credit Risk - Securities brokerage 

Job Description


  • Prepare credit assessment for clients (individuals, corporate clients or listed companies) and analysis of stocks and OTC products
  • Once the credit request is approved, review facility letters prepared by the Credit Analyst  before loan is disbursed
  • Ensure all data are accurately inputted in the credit system at all times including client information and FRR
  • Participate in Credit enhancement projects or new product launches and perform UAT
  • Assist in the review on margin ratios of investment products such as stocks, bonds and mutual funds on a regularly basis 
  • Assist to streamline Credit workflow by automation and going paperless
  • Handle other ad hoc duties as assigned by the supervisor


  • Degree holder in Risk Management, Finance, Accounting or related discipline
  • Over 3 years’ experience in risk management at a reputable bank or securities firm. 
  • Strong understanding of all investment products including equities, exotics OTC derivative, FX, commodities, bullion and mutual fund
  • Good IT skills, able to use macro and computer programming language to streamline credit workflow
  • Be able to prepare Credit proposals with good credit and business sense
  • Familiar with MS Office applications and Chinese word processing
  • A good team player with strong interpersonal, communication and organizational skills
  • Self-motivated, able to work under pressure and meet tight deadlines
  • Good command of both written and spoken English and Chinese. Fluency in Putonghua an advantage

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More job information
Job ref no. CT3130312-01#1228
Job Function
Employment Term
  • Full-time
  • 3 years
Career Level
  • Senior management level
  • Degree