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Job ref no.: ASC-SA/RC/IBK

Senior Associate, Regulatory Compliance - Brokerage (Listed I-Bank) Good Pay & Bonus!

Allegro Search Consultancy

ref. ASC-SA/RC/IBK

Job Responsibilities:

  • Perform compliance audit duties
  • Handle regulatory enquiries
  • Review and draft policies and procedures (“P&P")
  • Develop and maintain internal compliance alert system
  • Any ad-hoc compliance projects assigned from time to time

Job Requirements:

  • Bachelor degree in Law, Accounting, Business or a related discipline
  • Minimum 3-5 years of relevant compliance experience with i-bank or similar financial institutions and/or regulatory bodies
  • Hands-on Legal drafting skills is definitely an advantage.
  • Self-motivated, detail-oriented, tactful when dealing with all levels of staff, excellent interpersonal and communication skills, able to work independently and under pressure.
  • Good command of written and spoken English and Chinese (including Mandarin)
     

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**

Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

 

For more information about our company, please visit our website at www.allegrosearch.com All information provided will be treated in strict confidence and used solely for recruitment purpose.

 

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. ASC-SA/RC/IBK (CT3114387-01#6660)
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 3 years - 5 years
Career Level
  • Non-management level
Education
  • Degree