Job ref no.: ASC-SA/RC/IBK

Senior Associate, Regulatory Compliance - Brokerage (Listed I-Bank) Good Pay & Bonus!

Allegro Search Consultancy


Job Responsibilities:

  • Perform compliance audit duties
  • Handle regulatory enquiries
  • Review and draft policies and procedures (“P&P")
  • Develop and maintain internal compliance alert system
  • Any ad-hoc compliance projects assigned from time to time

Job Requirements:

  • Bachelor degree in Law, Accounting, Business or a related discipline
  • Minimum 3-5 years of relevant compliance experience with i-bank or similar financial institutions and/or regulatory bodies
  • Hands-on Legal drafting skills is definitely an advantage.
  • Self-motivated, detail-oriented, tactful when dealing with all levels of staff, excellent interpersonal and communication skills, able to work independently and under pressure.
  • Good command of written and spoken English and Chinese (including Mandarin)

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**

Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.


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More job information
Job ref no. ASC-SA/RC/IBK (CT3114387-01#6660)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years - 5 years
Career Level
  • Non-management level
  • Degree