Senior Business Compliance Manager ( Business Risk and Control – Retail banking)

Job No.: 498307
Employment Type: Full time
Departments: Personal Banking Risk And Integrated Management Department
Job Functions: Risk Management, Compliance

Responsibilities

• To assist in conducting Investment and Insurance sales risk control checking, alert and report on regulatory irregularities and potential compliance risk
• Formulate, evaluate and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
• Manage and enhance an effective compliance and control infrastructure, such as risk data analysis and feedback mechanism, thus to improve the efficiency and effectiveness of compliance work
• Review gap analysis in relation to the latest regulatory requirements
• To compile management reports on risk management and compliance related areas

Requirements

• Degree or above with major in Accounting, Finance, Risk Management, Law, or related discipline.
• Over 5 years of experience in Compliance or Audit works in Financial and Banking industries
• Able to handle multi-tasks independently and work under pressure
• Possess strong analytical skill and report writing skill
• Process control assurance experience in Investment and Insurance products for call monitoring, post sales call and documentation checking.
• Good command of both spoken and written English and Chinese. Mandarin is an advantage

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit your application online. For details, please visit our website http://www.bochk.com

To apply: https://careers.pageuppeople.com/798/cw/en/job/498307/senior-business-compliance-manager-business-risk-and-control-retail-banking=11232

Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.