Senior Business Compliance Manager (Business Risk & Control)

Job No.: 493678
Employment Type: Full time
Departments: Personal Banking Risk And Integrated Management Department
Job Functions: Quality Assurance, Risk Management, Compliance

Responsibilities:

• Ensure bank's and / or its subsidiaries' policies and procedures are in compliance with regulatory requirements
• Provide a pro-active advisory and consultative service to the Business on compliance and regulatory issues, and supervise regular operations compliance monitoring program on risky areas
• Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
• Monitor the implementation of rectifications and enhancement measures in relation to operations compliance issues
• Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
• Manage and enhance an effective compliance and control infrastructure, such as feedback mechanism, to collect frontlines' comments and recommendations, thus to improve the efficiency and effectiveness of compliance work

Requirements:

• Degree or above with major in Business, Accounting, Finance, Marketing, Law, or related disciplines
• At lease 5 years solid experience in Compliance or Audit works with exposure in Financial or Banking industries
• Sound business knowledge in Banking / Financial / Brokerage operations and regulatory requirements
• Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
• Possess strong logical and analytical skills in problem solving and demonstrate high intellectual of curiosity
• A flexible self-starter with ability to evaluate and prioritize risk
• Excellent interpersonal and communications skills
• Good command of both verbal and written English and Chinese, Putonghua a definite plus

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit your application online. For details, please visit our website http://www.bochk.com

To apply: https://careers.pageuppeople.com/798/cw/en/job/493678/senior-business-compliance-manager-business-risk-control=11232

Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.