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Job ref no.: 496019 (CT3129793-01#0470)
Bank of China (Hong Kong) Limited

Senior Business Compliance Manager (Private Banking)

Bank of China (Hong Kong) Limited

About this company

Job No.: 496019
Employment Type: Full time
Departments: Private Banking
Job Functions: Bank Operations, Compliance, Quality Assurance, Risk Management

Responsibilities:

  • Act as first line of defense to conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks
  • Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
  • Review policies & procedures, marketing/product materials submitted by various units, and to analyze the compliance risks in new businesses / products / processes/ systems
  • Perform regular and ad hoc self-assessment, gap analysis, survey, independent review against various internal and/or regulatory requirements. Recommend follow up action to close the gaps
  • Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense
  • Advise business units on compliance and control matters conduct training to promote compliance culture
  • Investigate customer complaints
  • Handle internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements
  • Review internal monitoring workings/reports and provide guidance to junior team members

Requirements:

  • Degree holder or above
  • 10+ years working experience in banking and finance, at least 7 years in relevant private banking Compliance
  • Strong investment product knowledge is an advantage
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks
  • Proficient in written, spoken English and Chinese
  • Familiar with the regulatory requirements of private banking 

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit your application online. For details, please visit our website http://www.bochk.com

To apply: https://careers.pageuppeople.com/798/cw/en/job/496019/senior-business-compliance-manager-private-banking-11232

Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.
 

More job information
Job ref no. 496019 (CT3129793-01#0470)
Salary
Job Function
Industry
Location
  • Central
Employment Term
  • Full-time
Experience
  • 10 years - 15 years
Career Level
  • Middle management level
Education
  • Degree
Benefits
  • 5-day week
  • Birthday leave
  • Compassionate leave
  • Competitive pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Extra maternity leave
  • Extra paternity leave
  • Family medical plan
  • Housing allowance
  • Insurance plan
  • Marriage leave
  • Medical plan
  • … + 9 more