(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division

Job No.: 498594
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Compliance

Responsibilities:

• Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
• Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
• Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
• Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives

Requirements:

• Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
• At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
• Sound knowledge in investment or insurance products, regulatory requirements and the market practices
• Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Good command of both written and spoken English and Chinese (including Mandarin)
• Proficiency in using Microsoft office

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. For details, please visit our website http://www.bochk.com

To apply: https://careers.pageuppeople.com/798/cw/en/job/498594/senior-compliance-manager-investment-and-insurance-focused-compliance-division=11232

Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 24 months of receipt.