Job ref no.: CT3120081-01#1628

Senior Compliance Manager (Listed Corporate Bank) Stable Platform, Attractive Offer!

Allegro Search Consultancy

Job Responsibilities:

  • Liaise with regulators and act as a focal regulatory contact point to keep the business/compliance management informed on regulator’s queries;
  • Co-ordinate routine or ad-hoc regulatory surveys, reports and regulatory inspections within the expected time frame;
  • Conduct regulatory analysis and provide regulatory advise in a timely and professional manner;
  • Arrange Compliance Training and Coach junior team members in maintaining the Control Room functions, including but not limited to staff dealing approval, grey list compiling, staff account statements review and wall-crossing request review and approval, etc.

Job Requirements:

  • Degree or Postgraduate Degree holder in Banking, Legal, Compliance or related disciplines;
  • Minimum 5 years of relevant experience in Legal or Compliance in Hong Kong Banking Industry;
  • Sound knowledge of Hong Kong local regulations; and experience on product review related work is a plus;
  • Team player, proactive, analytical, detailed and earnest; able to work independently and committed to get things done;
  • Strong interpersonal and communication skills;
  • Good command in both written and spoken English and Chinese (including Mandarin).


**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**

Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.


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More job information
Job ref no. CT3120081-01#1628
  • N/A
Job Function
Employment Term
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree