Job ref no.: A-44779 (CT3120081-01#1707)

Senior Compliance Manager

AMAC Human Resources Consultants

30,000 to 40,000 Per Month

Senior Compliance Manager, Legal & Compliance

  • A university graduate preferable studied in legal finance or insurance (possession of legal education or experience is a definite asset)
  • Proficient in life business, fund management and fund administration operations, laws & regulations & professional insurance qualification
  • Good knowledge of compliance regulations Hong Kong Laws & Regulations
  • Good drafting skills (English & Chinese) & good negotiation skills
  • At least 10 years' experience in financial services industry with at least 5 years in Compliance role and managerial role

Job Duties:-

  • Source management statement for 3 months to 31 March 2012
  • Overall responsibility for ensuring the Hong Kong Office's compliance with legal, corporate & financial regulations governing the insurer's licences, market conduct of financial adviser representatives
  • Responsible in the reporting of regulatory risks, possible fraud bribery & corruption, money laundering, sanctions violations & terrorism in Hong Kong Office.
  • Ensure risks are appropriately mitigated effective implemented
  • Keep up to date on HK regulatory framework ensuring material changes
  • Advise Management & General Counsel on implication of new & existing laws by update DBS ensuring that any material breach of regulation
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More job information
Job ref no. A-44779 (CT3120081-01#1707)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 10 years - 15 years
Career Level
  • Middle management level
  • Degree