Job ref no.: CT3123568-01#0052
Chiyu Banking Corporation Limited

Senior Compliance Manager

Chiyu Banking Corporation Limited

Responsibilities:

  • Assist the Head of Compliance Division in leading a small team to review of all policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities
  • Advise on new product launch or revamp, relevant sale and marketing materials, training materials
  • Advise business and operation units on internal control requirements
  • Handle inquiries from regulatory bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when required

Requirements:

  • Degree or above in Accounting, Laws or related disciplines
  • Minimum 5 to 8 years of experience in compliance of banking industry
  • Well-verse in HKMA, SFC and other banking related legislations and guidelines
  • Hands-on exposure of working and liaison with regulatory bodies
  • Good command of spoken and written Chinese and English
  • Excellent prioritization, organization and people skills

(Candidates with less experience will be considered as Compliance Manager)

Please send your full resume with expected salary and the date of availability to The Human Resources Department, Chiyu Banking Corporation Ltd, 12/F, Chiyu Bank Building, 78 Des Voeux Road, Central, Hong Kong, or fax to 2843-0133, or by clicking Apply Now. For details and other career opportunities of our Bank, please refer to http://www.chiyubank.com/chiyu/en_bankinfo4_1.htm. Please quote the reference number.

Information provided will be treated in strict confidence and only be used for recruitment purposes. All personal data of unsuccessful applicants will be destroyed after the recruitment exercise. A copy of Personal Information Collection Statement is available upon request.

 

More job information
Job ref no. CT3123568-01#0052
Salary
Job Function
Industry
Location
  • Central
Employment Term
  • Full-time
Experience
  • 5 years - 8 years
Career Level
  • Middle management level
Education
  • Degree