Senior Credit Officer

Responsibilities:

• Monitor overall credit risk of all retail, wealth management and institutional clients
• Manage risk exposure in client level, firm level, counterparty level and product level
• Propose product LTV ratio and ongoing risk monitoring for different products (equities, futures and options, OTC investment products, including structural products, fixed income and mutual funds)
• Arrange structural loan proposals and on-going monitoring
• Coordinate the firm’s daily operations including client’s fund withdrawal, trade support, block trades, placement & IPOs, error handling, etc.
• Assist in replying SFC and HKEX on queries and investigations
• Take up ad hoc assignments and related tasks as required

Requirements:

• University graduate in Accounting, Finance, Risk Management or related subjects
• CPA qualified or equivalent is preferred
• Minimum 3-5 years’ relevant experience in credit control/ risk management/ operation or audit experience from brokerage firms or related organizations.
• Familiar with Hong Kong securities and futures markets
• Familiar with SAS, VBA and other programming languages and databases will be a plus
• Excellent command of written and spoken English and Chinese
• Candidates with less experience will be considered as Credit Officer/ Assistant Credit Officer