UOB Kay Hian (Hong Kong) Limited

Senior Credit Officer

UOB Kay Hian (Hong Kong) Limited

Job Highlights

  • Credit Risk of all retail & institutional clients
  • Risk exposure in client, firm & product level
  • Propose product LTV ratio & risk monitoring


  • Monitor overall credit risk of all retail, wealth management and institutional clients
  • Manage risk exposure in client level, firm level, counterparty level and product level
  • Propose product LTV ratio and ongoing risk monitoring for different products (equities, futures and options, OTC investment products, including structural products, fixed income and mutual funds)
  • Arrange structural loan proposals and on-going monitoring
  • Coordinate the firm’s daily operations including client’s fund withdrawal, trade support, block trades, placement & IPOs, error handling, etc.
  • Assist in replying SFC and HKEX on queries and investigations
  • Take up ad hoc assignments and related tasks as required


  • University graduate in Accounting, Finance, Risk Management or related subjects
  • CPA qualified or equivalent is preferred
  • Minimum 3-5 years’ relevant experience in credit control/ risk management/ operation or audit experience from brokerage firms or related organizations.
  • Familiar with Hong Kong securities and futures markets
  • Familiar with SAS, VBA and other programming languages and databases will be a plus
  • Excellent command of written and spoken English and Chinese
  • Candidates with less experience will be considered as Credit Officer/ Assistant Credit Officer 
More job information
  • 5-day week
  • Compassionate leave
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Examination leave
  • Marriage leave
  • Medical plan
Job Function
  • Wanchai
Work Model
  • On-site / At the workplace
Employment Term
  • Permanent
  • Full-time
  • 3 years - 5 years
Career Level
  • Non-management level
  • Degree