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Posted on 2023-03-01
Senior Dealer (Customer Service)
Job Matcher Responsibilities:
- Responsible for handling client enquiries;
- Execute Bond and securities dealing orders;
- Match daily transaction records and prepare trading reports for management review;
- Assist in account opening and daily operations;
- Monitor clients’ risks and perform risk control;
- Participate in System user acceptance testing (UAT);
- Perform other ad hoc duties as assigned by seniors.
Requirements:
- Bachelor's degree in Business / Finance / Economics / Mathematics / Statistics or other related disciplines;
- SFC Type 1 and Type 2 license holder is a MUST;
- 3 years relevant working experience;
- Customer-focus mindset with outstanding communication skills;
- Self-initiative, good numerical sense and detailed minded;
- Proficiency in MS Word, Excel and Chinese word processing;
- Good command of spoken & written in Chinese, English and Mandarin.
All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.
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Company Overview
About us
CMBC Capital Holdings Limited (“CMBC Capital”, stock code: 1141.HK) is listed on the main board of the Hong Kong Stock Exchange. It is the first overseas listed financial holding platform of CMBC International Holdings Limited ("CMBC International"), a wholly owned subsidiary of China Minsheng Banking Corporation Limited (“Minsheng Bank”). It is the second Chinese-funded investment bank successfully listed in the Hong Kong market, with CMBC International holding over 60% of its equity.
CMBC Capital Holdings Limited (“CMBC Capital”, stock code: 1141.HK) is listed on the main board of the Hong Kong Stock Exchange. It is the first overseas listed financial holding platform of CMBC International Holdings Limited ("CMBC International"), a wholly owned subsidiary of China Minsheng Banking Corporation Limited (“Minsheng Bank”). It is the second Chinese-funded investment bank successfully listed in the Hong Kong market, with CMBC International holding over 60% of its equity.
CMBC Capital group is currently licensed to engage in Type 1 (dealing in securities), Type 2 (dealing in futures contracts), Type 4 (advising on securities), Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities, as well as the licensed money lending business and has all material licenses required for services expected to be required by most of its existing and potential clients at current stage, with the business area covering Hong Kong IPO sponsoring and underwriting, mergers and acquisitions and other financial advisory services, overseas bond issuance, margin financing, asset and financial management, direct investment and structured financing.
With strong marketing capacity, efficient decision-making mechanisms, professional management teams and excellent brand advantages, CMBC Capital will continue to upgrade its business development, management and operation, risk control, market regulation, products and services in all aspects. We believe that CMBC Capital will make a qualitative leap and stand out in the international financial market with a brand-new image.
