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Posted on 2022-09-13
Delta Asia Securities Limited

Senior Legal & Compliance Manager (Station in Macau)

Delta Asia Securities Limited

Responsibilities

  • Act as the department head and the AML/CFT compliance officer for the Bank in Macau;
  • Manage all the affairs of the department and to ensure the department operates efficiently and effectively in accordance to all applicable laws, regulations, guidelines, internal policies and procedures;
  • Provide legal and regulatory advices to business and operational departments on launching of new products and activities.
  • Develop compliance programs and perform compliance checking for all for the Bank’s activities;
  • Provide technical support to the Bank’s AML system includes: handle usage enquiries, collaborate with Business Analyst and troubleshoot application incident;
  • Review and update departments’ policies and procedures periodically to ensure in compliance with required legal and regulatory requirements;
  • Design and conduct AML and other compliance training; AML monitoring assignments;
  • Implement AML solution for mitigating AML risk as well as complying AML requirements imposed by Macau Authority;
  • Review the Company’s legal documents include contracts and agreements;
  • Managing local regulators, government authorities and external legal counsel

Requirements

  • University degree or above in Law or related disciplines
  • Minimum 10 years legal and compliance experience gained in banking industry, with 4 years as supervisory level; Macau working experience is not a must but preferred;
  • Good knowledge about laws, regulations, rules, guidelines, industry practices, etc. applicable to banks, in particular, the AML/CFT laws and guidelines; With practical experience in handling AML alerts and suspicious transactions.
  • Working experience in SAS AML system scenario and threshold setting and alert case handling for Transaction Monitoring and Onboarding modules.
  • Holder of AAMLP or CAMS preferred;
  • Good analytical and communication skill.

Application

We offer competitive remuneration and fringe benefits including but no limited to the followings:

  • 15-25 days' Annual Leave
  • Caring Leave (including birthday leave, graduation leave, wedding leave, volunteer leave, children  graduation leave, children wedding leave, etc.)

Interested parties please email your full resume with availability, current and expected salary to [via CTgoodjobs Apply Now ] quoting the reference number in the subject line.

 

More job information
Salary
Job Function
Location
  • Wanchai
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 10 years - 20 years or above
Career Level
  • Senior management level
Education
  • Degree
  • Master's degree