Job ref no.: CT3119652-01#3315

Senior Legal Counsel - Financial Services

Mindset Asia Limited

Mindset Asia Limited specialises in search & selection for talented finance professionals for financial services sector and accounting & compliance professionals for all sectors. For more information and job postings, please visit our website:

Our client is a leading brokerage firm in China. They are now looking for a highly committed and experienced Lawyer to join their Legal and Compliance team in Hong Kong. You will be reporting directly to the Head of Legal and Compliance and play an integral role in addressing legal and regulatory questions as well as identifying potential opportunities for growth.

Key Responsibilities:

  • Build relationships and work with various stakeholders (internal, industry bodies, regulators, etc.)
  • Draft, outline and review transaction processes, term sheets and other related documents
  • Provide legal advice and support on projects and regulatory issues
  • Identify, assess and manage risks of the business

Job Requirements:

  • At least 8 years of relevant experience after receiving qualification (PQE)
  • Strong knowledge and background in ECM/DCM, Corporate Finance/M&A experience in equity derivatives and fixed income derivatives
  • Highly motivated with ability to act independently in a fast paced environment
  • Quick learner, open to developing skill and knowledge base
  • Good interpersonal skills to deal with different stakeholders
  • Proactive with a positive working attitude
  • Excellent command of both written and spoken English and Chinese


If interested, please forward your resume online, quoting the job reference by clicking Apply Now. All applications will be strictly confidential and used solely for recruitment purposes.

For applicants with less experience, we will also consider for the Associate level.


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