The SFC is an internationally respected regulator and law enforcement agency that helps supervise one of the world’s major financial centres. Crucial to this work is our role of investigating and taking enforcement action in relation to crimes and misconduct that hurt investors and damage the honesty and efficiency of our markets. Our Enforcement Division takes the lead role in this work in investigating and conducting enforcement action in cases that are often complex, urgent and cutting edge.
We are now seeking candidate for a Senior Manager position in the Enforcement Division. As a successful candidate for the role, you will help lead small multi-disciplinary teams, partnering with professional investigators, accountants, lawyers and market specialists, undertaking forensic inquiries and investigations, analyzing evidence and making recommendations to senior management concerning possible breaches of the Securities and Futures Ordinance and misconduct of intermediaries.
Ideal candidates should possess a university degree and solid experience in law enforcement, dispute resolution, litigation or forensic accounting. You must have strong leadership and management skills grounded in experience and sound knowledge on the operations of the securities market, financial or investment industry. Excellent command of written and spoken English and Chinese, and the ability to communicate effectively and articulate complex financial transactions simply is essential.
Please quote the reference and apply by 11 May 2018 with details of qualifications, previous experience, current and expected salary to:
Securities & Futures Commission
35/F, Cheung Kong Center
2 Queen's Road Central, Hong Kong
or by clicking Apply Now.
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
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The Securities and Futures Commission (SFC) is an independent statutory body that regulates the activities of securities dealers, issuers and market operators such as the Hong Kong Exchanges and Clearing Ltd. As well as promoting the fairness, efficiency and competitiveness of the securities industry, we provide protection and education to public investors, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia, and we now have opportunities for high-calibre individuals to join us.