Job - Senior Manager, Customer Service, Southwest Securities (HK) Financial Management Limited
Southwest Securities (HK) Financial Management Limited

We are a subsidiary of Southwest Securities International Securities Limited (Stock Code: 812), a listed financial group engaged mainly in securities, futures, wealth management, corporate finance and insurance activities. We are expanding and inviting high caliber candidates to join our Company.

Senior Manager, Customer Service

Job Ref.CT/CS-SM/201611


  • Handle new account opening and perform KYC & AML checking, ensure all the operation is in compliance with internal KYC & AML requirements;
  • Perform qualitative and quantitative check on new account documentation for all clients;
  • Resolve customer enquiries timely and handle complaints properly;
  • Assist the Department Head in providing quality customer services and support to our brokerage business;
  • Perform any ad hoc tasks as assigned.


  • University degree holder or above in Business or related disciplines;
  • Minimum 5 years’ working relevant experience in KYC/due diligence and customer service in brokerage industry;
  • Holder or be qualified to be registered as a SFC licensed person for Type 1 and Type4 is an advantage;
  • Good knowledge of accounting documentation, due diligence and local AML requirements;
  • Good communication skill and interpersonal skills, willing to work under pressure and meet deadlines, and be a good team leader;
  • Proficiency in MS office applications and Chinese work processing;
  • Good command of both spoken and written English & Chinese, including Putonghua.

Candidates will less experience may be considered as “Manager / Senior Officer, Customer Service".

Attractive package will be offered to the right candidate. Interested parties please send both Chinese & English resume with current and expected salary to the Human Resources Department at Suite 1601,06-08, 16/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong or e-mail to

Apply Now
Job Ref No.
CT/CS-SM/201611 (CT3103790-01#0126)
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  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Medical plan
Employment Term
Require to Travel
No travel
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