Job ref no.: CT3115703-01#0002

Senior Manager (Investigation - Intermediary Misconduct Team)

Securities and Futures Commission


We are now seeking candidate for a Senior Manager position in the Enforcement Division. As a successful candidate for the role, you will help lead small multi-disciplinary teams, partnering with professional investigators, accountants, lawyers and market specialists, undertaking forensic inquiries and investigations, analyzing evidence and making recommendations to senior management concerning possible breaches of the Securities and Futures Ordinance and misconduct of intermediaries.

Ideal candidates should possess a university degree and solid experience in law enforcement, dispute resolution, litigation or forensic accounting. You must have strong leadership and management skills grounded in experience and sound knowledge on the operations of the securities market, financial or investment industry. Excellent command of written and spoken English and Chinese, and the ability to communicate effectively and articulate complex financial transactions simply is essential.

Please quote the reference and apply by 4 May 2018 with details of qualifications, previous experience, current and expected salary by clicking Apply Now

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

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More job information
Job ref no. CT3115703-01#0002
  • N/A
Job Function
  • 0 year - 5 years
Career Level
  • Middle management level
  • Degree