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Posted on 2022-08-08
Livi Bank Limited

Senior Manager/ Manager, Compliance

Livi Bank Limited

Responsibilities:

  • Assist Head of Compliance to help senior management to oversee the compliance with the local legislation, rules or codes of regulatory bodies, directive policies of the Bank, relevant risk management policies and procedures, and internal rules and regulations
  • Manage the compliance risk of the Bank as second line of defense and maintain effective compliance policies and procedures to support the Bank’s business strategies and risk appetite
  • Provide compliance advisory support to assist business units to ensure compliance with applicable regulatory requirements. Particular focus is to help current and new business initiatives to meet the prevailing regulatory requirements
  • Maintain proactive engagement with all applicable regulators, including handling of regulatory reviews / examinations / investigations and advise actions to be taken and follow up implementation plans based on the reported findings
  • Conduct compliance review, where necessary, to ensure that compliance controls for high risk areas are properly carried out in accordance with applicable laws and regulations
  • Keep abreast of the latest development of applicable local and international regulatory requirements
  • Help promote and enforce compliance culture within the Bank (e.g. by preparing relevant training materials to staff members)

Requirements:

  • University graduate or above in the areas of Accounting, Law, Finance or business related discipline
  • 6+ years of working experience in financial industry and at least 3 years specialising in compliance, risk management or internal control function (preferably in sizable bank or regulatory bodies)
  • Sound working knowledge of the local legislation, rules or codes of regulatory bodies
  • Practical experience in conduct compliance review program
  • Good business acumen, and pragmatic approach to solving problems and implementing solutions
  • Good knowledge of HKMA / SFC and technology controls would be helpful
  • Positive attitude and personality and to be able to engage and work with stakeholders across 1st and 2nd line of controls
  • Excellent command of both spoken and written English and Chinese, including Putonghua 

We offer competitive salary package to the successful candidate. If you are interested in joining this exciting team, please send your full resume including your CURRENT and EXPECTED salary for our consideration.

More job information
Salary
Benefits
  • 5-day week
  • Birthday leave
  • Dental plan
  • Discretionary bonus
  • Examination leave
  • Family medical plan
  • Marriage leave
  • Medical plan
  • Work from home
Job Function
Location
  • Eastern District
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 6 years - 11 years
Career Level
  • Senior management level
Education
  • Degree