Job ref no.: CT3121244-01#2167
Bank of Communications (Hong Kong) Limited

Senior Manager / Manager, Investment Products (Transaction Surveillance and Controls)

Bank of Communications (Hong Kong) Limited


  • To develop, manage and review investment products sales processes, sales scripts, procedures, etc.
  • To review and monitor investment product sales transactions surveillance and flow are compliance with internal and regulatory requirements.
  • To work closely with both internal departments and external business partners to ensure sales process and monitoring sounds and effective.
  • To manage systems development and enhancement.


  • Degree holder or above in Finance, Marketing or Business Administration with a minimum of 8 years’ banking experience, preferably in retail investment product management or sale transactions surveillance.
  • Strong knowledge and understanding of investment products and regulatory requirements.
  • Detail-minded, team-player, self-motivated and good communication skills.

We offer attractive remuneration package to the right candidates. Please send your full resume with expected salary to The Human Resources Manager, Bank of Communications Co., Ltd., 10/F, Bank of Communications Tower, 231-235 Gloucester Road, Wan Chai, Hong Kong, or fax to 2838 9209, or e-mail to : [via CTgoodjobs Apply Now ].

Data held by the Bank relating to employment applications will be kept confidential and used only for consideration of applications. The bank may also refer suitable applicants to other vacancies within the Group. All personal data of unsuccessful applicants will be destroyed after the recruitment exercise. A copy of Personal Information Collection Statement is available upon request.

Bank of Communications (Hong Kong) Limited is a wholly owned subsidiary of Bank of Communications Co., Ltd. (Incorporated in the People's Republic of China)

More job information
Job ref no. CT3121244-01#2167
Job Function
Employment Term
  • Full-time
  • 8 years - 13 years
Career Level
  • Middle management level
  • Degree
  • Master's degree