Job ref no.: SMTMR/NR010819 (CT3118690-01#4739)

Senior Manager, Transaction Monitoring and Reporting – Financial Crime Compliance

Charterhouse Partnership


  • Assist Head of FCC to regularly review its adequacy to facilitate on ongoing AML reviews and screening on customers and transactions;
  • Function as a subject matter expert in enhancing the ongoing AML systems including Transaction Monitoring, name screening and payment sanctions screening
  • Leading a team to identify andto file Suspicious Transaction Reports (STRs) with the JFIU in Hong Kong
  • Serve as the main point of contact for the regulatory entities with regard to STRs or other matters in relation to ML/TF prevention and detection, investigation or compliance
  • Review all internal disclosures and exception reports
  • Participate in development and implementation of the AML systems to support the business expansion
  • Work with the AML Compliance team to ensure the AML/CFT systems and controls are adequate and appropriate
  • Liaise with other departments to resolve any gaps or deficiencies identified in AML systems
  • Report to senior management for any AML/CFT matters


  • University graduate with at least 7+ years of experience in AML Compliance
  • Solid knowledge in AML/ CTF and Sanctions laws, regulations applicable to the banking industry in Hong Kong
  • Experience in a MLRO role or as a deputy MLRO is desirable
  • Good exposure to Banking business across Corporate Banking, Private Banking and Transaction Banking
  • Financial Crime / AML professional qualification
  • Good command of English and Chinese
  • Strong organizational and leadership skills, objective and accurate in risk management
  • Self- motivated, analytical, proactive and independent with excellent communication skills

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, [via CTgoodjobs Apply Now ] Tel: (852) 3151 1300 Web:

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. SMTMR/NR010819 (CT3118690-01#4739)
  • N/A
Job Function
Employment Term
  • Contract
  • Full-time
  • 7 years - 12 years
Career Level
  • Middle management level
  • Degree