Job ref no.: CT3111780-01#0805
Prudential Hong Kong Limited

Senior Officer, Compliance Advisory

Prudential Hong Kong Limited

  • 5-day week
  • Insurance plan
  • Medical plan

Here at Prudential, we understand that success comes from visionaries like you. Your passion and diversity keep us at the forefront of innovation, which is why we are committed to helping you shape your future. We offer a range of career opportunities that span a dozen countries, each providing international perspectives and local reach. Across the broad scope of our operations, Prudential stands united in our dedication to providing protection – for our customers, our communities and our world.

Support the Compliance Advisory Team to handle tasks from compliance perspective. Duties mainly cover (i) assisting in preparing compliance advice, (ii) monitoring compliance-related matters, (iii) updating/enhancing policies and controls on all aspects of sales activities, sales conduct, and post-sales activities, etc.; and (iv) other assigned tasks.

Job Responsibilities:

  • Assist in providing compliance advice to staff / sales forces, on regulatory, compliance and operation matters
  • Monitor compliance-related matters (including without limitation identifying and assessing control weaknesses; assisting in providing recommendations to rectify the same; and monitoring implementation of such recommendations, etc.)
  • Prepare, review and update the Company’s compliance policies, procedures, guidelines, manuals and handbooks policies and guidelines
  • Prepare and update compliance reports, and provide relevant supports
  • Prepare, review and update the relevant training materials; and to handle ad-hoc projects
  • Handle matters arising from audits and quality assurance reviews involving the Team; and provide administrative support

Qualifications and Experience

  • Degree holder in Accounting, Business Administration, Law or related disciplines
  • Minimum of 2 years' experience in compliance or risk within insurance or banking industry
  • Good knowledge of social media platforms (ex. Wechat/Facebook, etc)
  • Fluent in both spoken and written English and Chinese with business level communcation in Mandarin

For other vacancies, please visit our website at

Please submit your application with present and expected salaries online.

To apply:

We offer an attractive remuneration package including 5-day work week and flexible benefits.

Data collected will be used for recruitment purpose only and will be kept for 24 months. Only short-listed candidates will be notified. 

More job information
Job ref no. CT3111780-01#0805
  • N/A
Job Function
Employment Term
  • Full-time
  • 2 years - 7 years
Career Level
  • Non-management level
  • Degree