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Job ref no.: CT3114387-01#8861

Senior Officer / Officer - Compliance Department (Fund Management) Stable Platform, Good Offer!

Allegro Search Consultancy

Allegro Search Consultancy is a specialized search and consulting firm dedicated to the recruitment of professionals in banking and finance industries within Hong Kong, China and Asia regions. Our philosophy is committed to success by Search of Excellence, through the professionalism of our recruitment services to niche the market leaders and talents to enhance the growth of their businesses and career prospects.Job Responsibilities:

  • Review, update, test and enhance the compliance frameworks on the Company's various business activities and initiatives, including formulating and implementation of internal control by drafting and revising policies and procedures
  • Handle SFC licensing matters/KYC checks
  • Maintain the proper filing system of legal documents
  • Assist to review, maintain and enhance the existing compliance manual and other policies and procedures
  • Work closely with back office, front office, internal and external auditors, lawyers and regulatory authorities on compliance issues
  • Assist in preparing company secretarial documents, non-disclosure and other legal agreements
  • Perform ad hoc projects or any other duties as assigned from time to time


Job Requirements:

  • Undergraduate degree in Law, Accounting, Finance; or related disciplines
  • Minimum 2 years of compliance experience in asset management or similar financial institute
  • Team player, responsive with commitment, strong communication and analytical skills as well as high degree of professional maturity
  • Able to work independently, self-initiative, detail-oriented and meticulous
  • Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus
  • Immediate available is preferred


**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**
Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

For more information about our company, please visit our website at www.allegrosearch.com All information provided will be treated in strict confidence and used solely for recruitment purpose.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3114387-01#8861
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 2 years - 7 years
Career Level
  • Senior management level
Education
  • Degree