Job ref no.: CT3116513-01#7352

Senior Officer / Officer - Compliance Department (Fund Management) Stable Platform, Good Offer!

Allegro Search Consultancy

Job Responsibilities:

  • Review, update, test and enhance the compliance frameworks on the Company's various business activities and initiatives, including formulating and implementation of internal control by drafting and revising policies and procedures
  • Handle SFC licensing matters/KYC checks
  • Maintain the proper filing system of legal documents
  • Assist to review, maintain and enhance the existing compliance manual and other policies and procedures
  • Work closely with back office, front office, internal and external auditors, lawyers and regulatory authorities on compliance issues
  • Assist in preparing company secretarial documents, non-disclosure and other legal agreements
  • Perform ad hoc projects or any other duties as assigned from time to time

Job Requirements:

  • Undergraduate degree in Law, Accounting, Finance; or related disciplines
  • Minimum 2 years of compliance experience in asset management or similar financial institute
  • Team player, responsive with commitment, strong communication and analytical skills as well as high degree of professional maturity
  • Able to work independently, self-initiative, detail-oriented and meticulous
  • Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus
  • Immediate available is preferred

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**
Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

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More job information
Job ref no. CT3116513-01#7352
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 2 years - 7 years
Career Level
  • Non-management level
  • Degree