Job ref no.: CT3130312-01#1112

Senior Officer / Officer, Settlement [Securities Firm Bonus Perm Job]

Conners Consulting Limited

Our client, a well-known securities firm in Hong Kong, is looking for a high calibre to join the group.


  • Handling ad hoc projects in business development and regulatory requirement, and coordinating with internal stakeholders;
  • Perform daily settlement operations including HK Equities & Futures, Overseas Equities,  Futures and Options , Fixed Income and Derivatives products ;
  • Monitor pre-matching, post trade processing, nominee services, stock reconciliation, IPO, corporate actions and placement;
  • Liaise with Brokers, in-house counterparties to follow up any settlement related issues and enquiries;
  • Ensure operational procedures in compliance with all relevant external regulators and in-house policies ;
  • Participate in system development projects include UAT and system migration.



  • Bachelor holder with 3-5 years relevant working experience in financial institution
  • Solid experience in Securities & Futures settlement for Hong Kong and Overseas markets;
  • Knowledge of financial products such as structured products, bonds, equities and index/ commodities, futures and options etc;
  • Knowledge of CCASS, DCASS, CMU & Euroclear operations;
  • Experience in handling settlement with IS clients
  • Good command of spoken and written English & Chinese and Proficiency in MS office;
  • Self-motivated, detail minded, good interpersonal and communication skills;
  •  Able to work independently underpressure.

To apply, please send your detailed resume or contact Timothy Wong at 3990 3179 for a confidential discussion.
Only shortlisted candidates will be notified.
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.
Conners Consulting Limited 2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong.
Tel: (852) 3996 8090


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More job information
Job ref no. CT3130312-01#1112
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 3 years
Career Level
  • Middle management level
  • Degree
  • 5-day week
  • Dental plan
  • Education subsidies
  • Insurance plan
  • Medical plan