Review and comment fund administration / custodian agreements, funds offering documents and clients’ KYC and CDD documents
Coordinate with fund managers and internal teams to finalize fund documents, fund administration /custodian agreements and related OM within prescribed timeframe
Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations.
Client onboarding management
Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
Report trustee and fiduciary matters to Trustee director
Other Compliance related issues
University graduate in Law/Business/Economics/Compliance/CPA
At least 2 years of related working experience
Experience in reviewing KYC documents preferred
Good knowledge in private fund, custodian services or SFC authorized funds
Good understanding of SFC authorized funds regulations and Cayman funds regulations
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)") is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC") – currently the largest commercial bank in China, and it is one of the domestic systemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 57 retail outlets (including 29 “Elite Club" Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively.