Job ref no.: CT3116513-01#1265

Senior Settlement Manager/Vice President, Clearing & Operation

AMAC Human Resources Consultants

Negotiable Per Month

Senior Settlement Manager/Vice President, Clearing & Operation

  • Degree holder in Finance or Business Administration or related discipline(s)
  • At least 8 years' relevant experience in securities industry
  • Good communication, leadership and inter-personal skills
  • Possess of qualifications of relevant regulatory licenses or registrations of settlement operations related functions
  • Good command of written and spoken English and Chinese (including Putonghua)

Job Duties:
  • To ensure Settlement and Clearing Operation are conducted in an efficient and effective manner
  • To achieve the high quality of output and performance in support for settlement of equities (both local and overseas), fixed income futures, FX, deposit and remittance, and any new products implemented from time to time
  • Supervise daily operations of transaction processing, clearance settlement, corporate actions, margin lending operation, custody and nominee services, and related administration, to ensure timely settlement and operations
  • Provide professional support to Front Office on enquiries of Clearing and Settlement related matters
  • Ensure Settlement and Clearing operations are conducted in compliance with all laws, regulatory requirements, and Group policies
  • Develop and implement operation work flows, to identify operational risk if any
  • Provide input and support to the planning and development of new products and services, and formulate, monitor and implement operational rules and procedures
  • Contribute to continuous improvement of business and back office operation systems, participate and manage relevant user acceptance test and systems implementation
  • Contribute to building the operation credibility and performance including devise of monitoring, assessment and measurement
  • Preparation of Management / Ad hoc reports
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More job information
Job ref no. CT3116513-01#1265
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 8 years - 13 years
Career Level
  • Senior management level
  • Degree