Job ref no.: CT3116513-01#9125

Senior Settlement Manager/Vice President, Clearing & Operation

AMAC Human Resources Consultants


Negotiable Per Month
Senior Settlement Manager/Vice President, Clearing & Operation

  • Degree holder in Finance or Business Administration or related
  • At least 8 years' relevant experience in securities industry
  • Good communication, leadership and inter-personal skills
  • Possess of qualifications of relevant regulatory licenses or
registrations of settlement operations related functions
  • Good command of written and spoken English and Chinese (including

Job Duties:
  • To ensure Settlement and Clearing Operation are conducted in an
efficient and effective manner
  • To achieve the high quality of output and performance in support for
settlement of equities (both local and overseas), fixed income
futures, FX, deposit and remittance, and any new products implemented
from time to time
  • Supervise daily operations of transaction processing, clearance
settlement, corporate actions, margin lending operation, custody and
nominee services, and related administration, to ensure timely
settlement and operations
  • Provide professional support to Front Office on enquiries of Clearing
and Settlement related matters
  • Ensure Settlement and Clearing operations are conducted in compliance
with all laws, regulatory requirements, and Group policies
  • Develop and implement operation work flows, to identify operational
risk if any
  • Provide input and support to the planning and development of new
products and services, and formulate, monitor and implement
operational rules and procedures
  • Contribute to continuous improvement of business and back office
operation systems, participate and manage relevant user acceptance
test and systems implementation
  • Contribute to building the operation credibility and performance
including devise of monitoring, assessment and measurement
  • Preparation of Management / Ad hoc reports

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