Job ref no.: CT3124243-01#8705

Settlement Analyst / Associate - Operations

Huatai Financial Holdings (Hong Kong) Limited

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan

Key Responsibilities:

  • Perform daily operation of securities, futures and other derivatives settlement
  • Ensure all trade processing and clearing activities are done timely and accurately.
  • Handle SI/ISI settlement, IPO, nominee, corporate actions, customers fund deposit and withdrawal.
  • Follow up with other brokers on any settlement related issues.
  • Prepare daily and monthly reconciliation and management reports
  • Handle fund subscription/redemption application and trade process
  • Handle client account setup and maintenance
  • Assist to product CRS and FATCA report
  • Work closely with Compliance Department to ensure all procedures in line with the Company’s policies and guidelines.
  • Participate in any other ad hoc projects such as UAT, system migration.


  • Bachelor’s Degree in Finance, Economics, Business Administration or related  disciplines
  • Minimum 2-4 years of settlement experience in securities brokerage industry
  • Hands on experience CCASS and Ayers BOS Systems would be advantages.
  • Knowledge of global securities settlement
  • Be able to work independently and willing to work overtime
  • Perform other ad-hoc projects and assignments as required
  • Proficiency with MS Suite, specifically Excel.
  • Good command of spoken and written English and Chinese (Cantonese & Mandarin)
  • The successful candidate(s) might be required to work on Public Holidays


All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.
More job information
Job ref no. CT3124243-01#8705
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • N/A
Career Level
  • N/A
  • N/A