Job ref no.: CT3124243-01#8705

Settlement Analyst / Associate - Operations

Huatai Financial Holdings (Hong Kong) Limited

Benefits
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan

Key Responsibilities:

  • Perform daily operation of securities, futures and other derivatives settlement
  • Ensure all trade processing and clearing activities are done timely and accurately.
  • Handle SI/ISI settlement, IPO, nominee, corporate actions, customers fund deposit and withdrawal.
  • Follow up with other brokers on any settlement related issues.
  • Prepare daily and monthly reconciliation and management reports
  • Handle fund subscription/redemption application and trade process
  • Handle client account setup and maintenance
  • Assist to product CRS and FATCA report
  • Work closely with Compliance Department to ensure all procedures in line with the Company’s policies and guidelines.
  • Participate in any other ad hoc projects such as UAT, system migration.

  Qualifications

  • Bachelor’s Degree in Finance, Economics, Business Administration or related  disciplines
  • Minimum 2-4 years of settlement experience in securities brokerage industry
  • Hands on experience CCASS and Ayers BOS Systems would be advantages.
  • Knowledge of global securities settlement
  • Be able to work independently and willing to work overtime
  • Perform other ad-hoc projects and assignments as required
  • Proficiency with MS Suite, specifically Excel.
  • Good command of spoken and written English and Chinese (Cantonese & Mandarin)
  • The successful candidate(s) might be required to work on Public Holidays

 

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More job information
Job ref no. CT3124243-01#8705
Salary
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • N/A
Career Level
  • N/A
Education
  • N/A