Job ref no.: CT3117490-01#9950

Settlement Clerk / Officer **URGENT**

Forthright Financial Holdings Company Limited

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Medical plan

 The successful candidate is responsible for the following: 

Roles and Responsibilities:

  • To ensure the smooth running of department’s daily settlement functions and the daily operations comply with policies and procedures;
  • To prepare the daily settlement operations and review all the necessary reconciliations arising from the relating securities operations;
  • To ensure that all trade dealings are properly and correctly reflected into thesystem. All discrepancy needs to follow up and resolved according to the Company’s guideline;
  • To ensure accounts and settlement services instructions from clients are timely and efficiently executed;
  • To ensure the client’s transactions, statements and settlement reports are all properly updated on a daily basis;
  • To ensure all necessary change are updated and reflected in the clients’ portfolios;
  • To provide the necessary back office supporting functions to the Front Office Department;
  • To liaise with CS team on the updating and handling of account opening documentations;
  • To follow up on daily stock holding reconciliation;
  • To follow up on daily unsettled client transaction;
  • To handle corporate action event matters;
  • To communicate and liaise with Finance Department and RO to resolve any daily issues; and
  • To participate in system implantation UAT and ad-hoc projects as assigned.


  • University or above;
  • Minimum 2 years relevant experience in securities firm;
  • Knowledge of HK Equities and Derivatives, Global Futures, Global Market;
  • Good interpersonal & communication skills, attention to details & problem-solving skills;
  • Able to work independently with strong sense of responsibilities;
  • Proficient in PC knowledge, such as Word, Excel, PowerPoint; Chinese word processing is essential;
  • Good command of both spoken and written English and Chinese, and fluency in Putonghua is a must; and
  • Immediate available is preferred.

 Interested parties please click Apply Now to apply job.

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More job information
Job ref no. CT3117490-01#9950
  • N/A
Job Function
  • Central
Employment Term
  • Full-time
  • 2 years
Career Level
  • Entry level
  • Degree